Thomas R. Carper: what the filings show

Every line below is a filing. No summary, no narrative, nothing a model wrote.

Compiled from public filingsRecords through August 28, 2023

Senator Thomas R. Carper (D-DE)No longer in office55 filings

By the numbers

Transactions on file: 1,533
Disclosed in the last 24 months: 814
Reports filed past the 45-day deadline: 148

Filed after the deadline

Periodic transaction reports the clerk received more than 45 days after the trade. Annual-report holdings and trades dated before the member took office are excluded.

The member bought WW for between $1,001 and $15,000 on February 27, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1643 days later and 1598 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member bought SWKS for between $1,001 and $15,000 on April 17, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1594 days later and 1549 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member sold QCOM for between $1,001 and $15,000 on April 17, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1594 days later and 1549 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member sold VGR for between $1,001 and $15,000 on May 2, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1579 days later and 1534 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member bought BSTZ for between $1,001 and $15,000 on June 26, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1524 days later and 1479 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member sold SMG for between $1,001 and $15,000 on July 16, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1504 days later and 1459 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member bought CAG for between $1,001 and $15,000 on July 16, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1504 days later and 1459 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member bought CEF for between $1,001 and $15,000 on July 18, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1502 days later and 1457 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member sold ABB for between $1,001 and $15,000 on July 18, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1502 days later and 1457 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member sold MO for between $1,001 and $15,000 on November 4, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1393 days later and 1348 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member bought TSM for between $1,001 and $15,000 on November 4, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1393 days later and 1348 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member bought MCD for between $1,001 and $15,000 on November 4, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1393 days later and 1348 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member bought DRI for between $1,001 and $15,000 on November 4, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1393 days later and 1348 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member bought RTN for between $1,001 and $15,000 on November 4, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1393 days later and 1348 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database
The member sold UAA for between $1,001 and $15,000 on December 17, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1350 days later and 1305 days past the STOCK Act's 45-day deadline.
Periodic transaction reportAugust 28, 2023Held in the database

Largest disclosed trades, last 24 months

The forty largest by the top of the disclosed range, windowed on disclosure date. Ranges are what the filer chose, so ordering by them is approximate.

On November 20, 2020, the member's spouse sold AAPL (Apple Inc.) for between $50,001 and $100,000, in a report with no disclosure date on file.
Periodic transaction reportNovember 20, 2020View filing
On July 14, 2016, the member's spouse sold Dupont for between $50,001 and $100,000, in a report with no disclosure date on file.
Periodic transaction reportJuly 14, 2016View filing
On November 30, 2020, the member's spouse sold OWENS & MINOR (Rate/Coupon: 3.875% Matures: 09/15/2021) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportNovember 30, 2020View filing
On September 22, 2020, the member's spouse bought ATOAX (Aberdeen Ultra Short Municipal Income Fund Class A) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportSeptember 22, 2020View filing
On August 27, 2020, the member's spouse sold Citigroup Fixed to Floater (Rate/Coupon: 3.6113% Matures: 08/27/2020) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportAugust 27, 2020View filing
On June 19, 2020, the member's spouse bought BCS Contingent Autocall INTC (Rate/Coupon: 10.15% Matures: 6/22/23) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJune 19, 2020View filing
On June 19, 2020, the member's spouse bought BCS Contingent Autocall INTC (Rate/Coupon: 10.15% Matures: 06/22/23) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJune 19, 2020View filing
On June 11, 2020, the member's spouse sold MS Contingent Autocall INTC (Rate/Coupon: 8.2% Matures: 12/9/22) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJune 11, 2020View filing
On May 28, 2020, the member's spouse bought XCAPX (ACAP Strategic Fund) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportMay 28, 2020View filing
On May 21, 2020, the member's spouse sold PRJAX (PGIM Jennison Global Opportunities Fund-Class A) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportMay 21, 2020View filing
On February 21, 2020, the member's spouse bought HSBC Contingent Autocall BMY (Rate/Coupon: 8.75% Matures: 02/24/2023) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportFebruary 21, 2020View filing
On February 13, 2020, the member's spouse sold BCS Contingent Autocall BMY (Rate/Coupon: 9.0% Matures: 11/14/2022) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportFebruary 13, 2020View filing
On January 24, 2020, the member's spouse bought BCS Contingent Autocall CSCO (Rate/Coupon: 8.3% Matures: 01/27/2023) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJanuary 24, 2020View filing
On January 2, 2020, the member's spouse sold CS Contingent Autocall MSFT (Rate/Coupon: 8.25% Matures: 09/30/2022) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJanuary 2, 2020View filing
On December 27, 2019, the member's spouse bought UBS Contingent Autocall Bank of America (Rate/Coupon: 8.1% Matures: 12/30/2022) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportDecember 27, 2019View filing
On December 6, 2019, the member's spouse bought MS Contingent Autocall Intel (Rate/Coupon: 8.2% Matures: 12/9/2022) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportDecember 6, 2019View filing
On November 8, 2019, the member's spouse bought BCS Contingent Autocall BMY (Rate/Coupon: 9.0% Matures: 11/14/2022) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportNovember 8, 2019View filing
On November 7, 2019, the member's spouse sold CS Contingent Autocall GE (Rate/Coupon: 14% Matures: 02/06/2020) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportNovember 7, 2019View filing
On September 27, 2019, the member's spouse bought CS Contingent Autocall on MSFT (Rate/Coupon: 8.25% Matures: 09/30/2022) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportSeptember 27, 2019View filing
On September 19, 2019, the member's spouse sold JPM Contingent Autocall on NVDA (Rate/Coupon: 12.1% Matures: 06/18/2020) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportSeptember 19, 2019View filing
On August 2, 2019, the member's spouse bought CS Contingent Autocall GE (Rate/Coupon: 14% Matures: 02/06/2020) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportAugust 2, 2019View filing
On July 10, 2019, the member's spouse bought Vulcan Materials (Rate/Coupon: 3.17% Matures: 03/01/2021) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJuly 10, 2019View filing
On June 21, 2019, the member's spouse sold Bank of America (Rate/Coupon: 3.0% Matures: 06/21/2020) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJune 21, 2019View filing
On June 14, 2019, the member's spouse bought JPM Contingent Autocall on NVDA (Rate/Coupon: 12.1% Matures: 06/18/2020) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJune 14, 2019View filing
On April 18, 2019, the member's spouse bought UBS Contingent Autocall on SLB 90281C708 (Rate/Coupon: 9.0% Matures: 04/23/2020) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportApril 18, 2019View filing
On March 29, 2019, the member's spouse bought MS Contingent Autocall on Boeing (Rate/Coupon: 8.35% Matures: 04/01/2022) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportMarch 29, 2019View filing
On March 28, 2019, the member's spouse sold RBC Contingent Autocall on Nvidia (Rate/Coupon: 12.65% Matures: 07/30/219) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportMarch 28, 2019View filing
On March 28, 2019, the member's spouse sold RBC Contingent Autocall on Nvidia (Rate/Coupon: 12.65% Matures: 07/30/2019) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportMarch 28, 2019View filing
On February 25, 2019, the member's spouse bought Goldman Sachs Access Treasury 0-1 for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportFebruary 25, 2019View filing
On February 15, 2019, the member's spouse sold MS Fixed to Floating Rate Note (Rate/Coupon: 4.0% Matures: 02/15/2019) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportFebruary 15, 2019View filing
On January 25, 2019, the member's spouse bought RBC Contingent Autocall on Nvidia (Rate/Coupon: 12.65% Matures: 07/30/2019) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJanuary 25, 2019View filing
On December 19, 2018, the member's spouse bought Bank of America (Rate/Coupon: 3.0% Matures: 06/21/2019) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportDecember 19, 2018View filing
On December 17, 2018, the member's spouse sold Goldman Sachs (Rate/Coupon: 4.5% Matures: 12/15/2018) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportDecember 17, 2018View filing
On August 3, 2018, the member's spouse sold HSBC Contingent Autocall on the Blackstone Group (Rate/Coupon: 8.8% Matures: 08/03/2018) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportAugust 3, 2018View filing
On February 27, 2018, the member's spouse sold Seagate Technology for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportFebruary 27, 2018View filing
On January 17, 2018, the member's spouse bought Owens & Minor (Rate/Coupon: 3.875% Matures: 09/15/2021) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJanuary 17, 2018View filing
On January 16, 2018, the member's spouse sold Icahn Enterprises (Rate/Coupon: 4.875% Matures: 03/15/2019) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportJanuary 16, 2018View filing
On December 6, 2017, the member's spouse bought Owens & Minor (Rate/Coupon: 3.875% Matures: 09/15/2021) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportDecember 6, 2017View filing
On November 17, 2017, the member's spouse sold UBS Contingent Autocall Marathon Petroleum (Rate/Coupon: 11% Matures: 08/17/2018) for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportNovember 17, 2017View filing
On September 29, 2017, the member's spouse sold Acadian Timber for between $15,001 and $50,000, in a report with no disclosure date on file.
Periodic transaction reportSeptember 29, 2017View filing

Cited filings

Every record referenced above, in the order it appears.

#	Date	Record	Source
1	August 28, 2023	Periodic transaction report	Held in the database
2	August 28, 2023	Periodic transaction report	Held in the database
3	August 28, 2023	Periodic transaction report	Held in the database
4	August 28, 2023	Periodic transaction report	Held in the database
5	August 28, 2023	Periodic transaction report	Held in the database
6	August 28, 2023	Periodic transaction report	Held in the database
7	August 28, 2023	Periodic transaction report	Held in the database
8	August 28, 2023	Periodic transaction report	Held in the database
9	August 28, 2023	Periodic transaction report	Held in the database
10	August 28, 2023	Periodic transaction report	Held in the database
11	August 28, 2023	Periodic transaction report	Held in the database
12	August 28, 2023	Periodic transaction report	Held in the database
13	August 28, 2023	Periodic transaction report	Held in the database
14	August 28, 2023	Periodic transaction report	Held in the database
15	August 28, 2023	Periodic transaction report	Held in the database
16	November 20, 2020	Periodic transaction report	View filing
17	July 14, 2016	Periodic transaction report	View filing
18	November 30, 2020	Periodic transaction report	View filing
19	September 22, 2020	Periodic transaction report	View filing
20	August 27, 2020	Periodic transaction report	View filing
21	June 19, 2020	Periodic transaction report	View filing
22	June 19, 2020	Periodic transaction report	View filing
23	June 11, 2020	Periodic transaction report	View filing
24	May 28, 2020	Periodic transaction report	View filing
25	May 21, 2020	Periodic transaction report	View filing
26	February 21, 2020	Periodic transaction report	View filing
27	February 13, 2020	Periodic transaction report	View filing
28	January 24, 2020	Periodic transaction report	View filing
29	January 2, 2020	Periodic transaction report	View filing
30	December 27, 2019	Periodic transaction report	View filing
31	December 6, 2019	Periodic transaction report	View filing
32	November 8, 2019	Periodic transaction report	View filing
33	November 7, 2019	Periodic transaction report	View filing
34	September 27, 2019	Periodic transaction report	View filing
35	September 19, 2019	Periodic transaction report	View filing
36	August 2, 2019	Periodic transaction report	View filing
37	July 10, 2019	Periodic transaction report	View filing
38	June 21, 2019	Periodic transaction report	View filing
39	June 14, 2019	Periodic transaction report	View filing
40	April 18, 2019	Periodic transaction report	View filing
41	March 29, 2019	Periodic transaction report	View filing
42	March 28, 2019	Periodic transaction report	View filing
43	March 28, 2019	Periodic transaction report	View filing
44	February 25, 2019	Periodic transaction report	View filing
45	February 15, 2019	Periodic transaction report	View filing
46	January 25, 2019	Periodic transaction report	View filing
47	December 19, 2018	Periodic transaction report	View filing
48	December 17, 2018	Periodic transaction report	View filing
49	August 3, 2018	Periodic transaction report	View filing
50	February 27, 2018	Periodic transaction report	View filing
51	January 17, 2018	Periodic transaction report	View filing
52	January 16, 2018	Periodic transaction report	View filing
53	December 6, 2017	Periodic transaction report	View filing
54	November 17, 2017	Periodic transaction report	View filing
55	September 29, 2017	Periodic transaction report	View filing

What the records do not show

Amounts are the ranges the filer chose on the form, not exact figures. A trade reported as between $1,001 and $15,000 could be either.
A transaction report says when the clerk received it, not when the order was placed, and a trade may have been made by a spouse, a dependent child, or an outside manager with no direction from the member.
Late means past the 45 days the STOCK Act allows. It is counted only from periodic transaction reports, never from annual-report holdings, and never from a trade dated before the member took office.
Some Senate rows carry no link to a public filing, so a few lines below point at no document.
Most companies in the database have no sector on file, so an overlap between a trade and a committee's jurisdiction is a floor, not a total.

Filed after the deadline

Periodic transaction reports the clerk received more than 45 days after the trade. Annual-report holdings and trades dated before the member took office are excluded.

The member bought WW for between $1,001 and $15,000 on February 27, 2019; the periodic transaction report reached the clerk on August 28, 2023, 1643 days later and 1598 days past the STOCK Act's 45-day deadline.